Our previous article focused on the importance of CASS Resolution Packs for firms that hold custody assets and/or client money (“CASS Firms”) to ensure they are prepared should they enter an ...
Hogan Lovells and Teneo have worked together to produce the first in a series of articles aimed at helping regulated firms (and particularly those that hold client money and safe custody assets) ...
On June 12, the SEC formally withdrew its proposed rule on safeguarding advisory client assets, commonly known as the "qualified custodian rule." Originally introduced in March 2023, this rule would ...
The Financial Conduct Authority (FCA) has finalised changes to rules in the UK that will affect some 1500 firms that collectively hold more than £100 billion in client money and £10 trillion in assets ...
Digital asset custody provider Digivault has expanded its digital custody offering with the release of Helios, a new warm custody solution. Helios delivers logical protection against key duplication ...
The course offers opportunities for firms to enhance compliance with FCA CASS rules, navigate new regulatory challenges, improve operational processes, and avoid fines. It provides vital expertise in ...
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